WealthManagement.com Daily Memo
 
Wealth Management Morning Memo

OCTOBER 31, 2023

REGULATION AND COMPLIANCE

DOL Unveils Latest Fiduciary Rule Proposal

The proposed rule, released today, includes amendments concerning rollover recommendations.

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INDUSTRY

Schwab Sheds More Staff

The nation's largest custodian by AUM has cut more employees after concluding TD merger.

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WMIQ EXCLUSIVE RESEARCH

Driving Firm Growth and Success

The focus has now shifted to understanding the evolving landscape. This report will provide insights into how advisors and their firms are currently pursuing growth and success.

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RIA NEWS

Creative Planning Acquires Mesirow’s Retirement Services Business

The deal adds over 350 retirement plans and about $13 billion in assets to Creative Planning’s existing retirement plan services team.

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ADJUSTED FOR RISK PODCAST

Despite the Known Benefits and Growth of SMAs, Questions Remain

Revisor's Landon Jones and Ethan Dunbar answer hot topic questions regarding separately managed accounts.

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WEBINAR

Revolutionizing Wealth Management: Insights from The 2023 WealthStack Study

Join us tomorrow for key insights from the 2023 WealthStack Study, unveiling tech-driven strategies and future-proofing tips for wealth management success.

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