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Wealth Management Daily Memo

NOVEMBER 17, 2020

REGULATION AND COMPLIANCE

DOL's Fiduciary Proposal Is Running Short on Time

Patrick Donachie

The Labor Department's potential fiduciary exemption faces review by an incoming Biden administration if it is not published in its final form 60 days before the inauguration.

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TECHNOLOGY

Semantic Search Startup Magnifi Hires Former Broadridge Exec as Chief Product Officer

Davis Janowski

Tom Van Horn, with experience dating back to portfolio management provider FinFolio, joins Magnifi.

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SPONSORED CONTENT

What Happens When Your Dream Job Changes its Course?

Sponsored by Schwab Advisor Services

Joe Zappia thought he would spend his career at his big investment firm. Here's why he left.

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INDUSTRY

Lido Advisors Buys Fixed Income Team from First Western Capital Management

Asia Martin

Lido’s purchase from First Western Financial builds out its investment offerings and services to clients.

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SPONSORED CONTENT

Commercial Real Estate: A Real Alternative to Fixed Income

Sponsored by Black Creek Group

With many investors seeking income alternatives to diversify their portfolios – it may be time to consider commercial real estate.  

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Wealthies Circle Spotlight

Inside LPL’s Employee Model

Contributed by LPL Financial

How LPL Financial’s new independent employee advisor model is shaking up the financial services industry.

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