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NOVEMBER 25, 2020

REGULATION AND COMPLIANCE

DOL Sends Fiduciary Proposal To OMB For Final Review

Patrick Donachie

But it may be too late to stop an incoming Biden administration from placing a stay on it.

FULL ARTICLE

INDUSTRY

FWM, Owner of Forbes Family Trust, Merges with Global Investment Firm

Asia Martin

The combination of FWM Holdings and Stanhope Capital Group creates a $24.2 billion wealth manager.

FULL ARTICLE

SPONSORED CONTENT

The Creation of the All-Powerful Fed

Sponsored by GuideStone Capital Management

How the Fed evolved into the backstop for the financial system.

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ETFS

Clean Energy, Tech ETFs Post the Best Three-Year Returns

Aniket Ullal, CFRA Research

Funds focused on clean energy, technology and innovation had the best runs over the past three years.

FULL ARTICLE

REGULATION AND COMPLIANCE

JPMorgan Fined $250 Million for Asset, Wealth Management Lapse

Michelle F. Davis

The Office of the Comptroller of the Currency found the bank had deficient risk-management practices and lacked appropriate checks on conflicts of interest.

FULL ARTICLE

WEALTHIES CIRCLE PODCAST

Helping Advisors Make A Move to Independence with Goldman Sachs Private Bank

In partnership with Goldman Sachs Private Bank

Goldman Sachs Private Bank's Gary Basso discusses the firm’s tech and digital banking strategy for independent advisors and clients.

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Wealthies Circle Spotlight

Targeted Growth Solutions for Financial Advisors

Contributed by FP Transitions

Get expert guidance on mergers & acquisitions, talent retention, growth & profitability, and succession planning.

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VISIT THE WEALTHIES CIRCLE

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