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NOVEMBER 2, 2017

DOL FIDUCIARY RULE

DOL Sends Fiduciary Rule Delay to OMB

Diana Britton

The rule, if approved by OMB, would delay the Jan. 1 applicability date of the fiduciary rule until July 1, 2019.

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INDUSTRY

Independent Financial Group Adds 10 Teams in NPH Fallout

Diana Britton

The San Diego-based broker/dealer has recruited 10 offices with $2 billion in client assets from National Planning Corporation.

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SPONSORED CONTENT

Leveraging Technology to Improve Client Engagement

Sponsored by Envestnet | Tamarac

Today, advisors have a tremendous opportunity – to adopt a technology platform that gives their clients and prospects the access to information they desire while reducing the amount of time it takes to service those clients.

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LETTER FROM THE EDITOR

What Defines Advisor Success?

David Armstrong

Growth in AUM certainly, but are there other metrics that advisors use to ensure they are truly providing sustainable value to their clients?

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