WealthManagement.com Daily Memo
 
Wealth Management Morning Memo

APRIL 4, 2024

RIA NEWS

Duran's Rise Growth Hires Head of Advisory Partnerships

Stacy Coffey, a former senior vice president of wealth strategies at Wealth Enhancement Group, will lead advisor partnerships at Rise Growth Partners.

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RIA NEWS

Sanctuary Adds Former Pershing, Wells Fargo Execs to Leadership Team

Michelle McIntyre will step in to oversee national business development, and Michael Goldfader will manage the West Coast.

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WHITE PAPER

Achieving Tax Alpha: Having the Right Tools

Do you have the right tools in place to achieve tax alpha?

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REGULATION AND COMPLIANCE

FINRA Fines Cobra Trading For Not Supervising Influencers’ Ads

The settlement with the self-directed trading firm comes several weeks after FINRA's first enforcement action targeting firms' use of social media influencers.

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RIA NEWS

Savvy Attracts Real Estate Expertise from EisnerAmper

With a background in managing complex real estate portfolios, David Gottlieb joins Savvy for back-office support and improved services.

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WMIQ EXCLUSIVE RESEARCH

Client Cash: Mapping an Underexplored Opportunity

Ninety-two percent of advisors report that their clients have expressed interest in HYSAs.

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Wealth Planning Spotlight

RETIREMENT PLANNING

Wall Street Just Doesn’t Get Retirement

The goal of retirement plans should be providing income to those no longer working, not accumulating wealth for those who still are.

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COLLEGE PLANNING

Americans Are Picking Colleges Not Knowing If They Can Afford It

Delays stemming from a revamp of the federal financial aid application mean many students are making their higher education decisions without key information about the price.

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