WealthManagement.com Daily Memo
Wealth Management Daily Memo

MAY 25, 2021

INDUSTRY

Dynasty's Procyon Partners, Pivotal Planning Group to Merge

The merger—the first among two Dynasty Financial Partners firms—will create a $4.5 billion RIA with 24 employees and four offices.

FULL ARTICLE

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REGULATION AND COMPLIANCE

SEC Bars Broker For Churning Client Accounts

The commission claimed Emil Botvinnik urged clients to make short-term investments that made him millions in commissions and other fees.

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ADVISOR INNOVATIONS PODCAST

Holistiplan's Kevin Lozer on Tax-Based Financial Planning

Holistiplan co-founder Kevin Lozer describes how the firm solves the big problem advisors have when it comes to taxes and financial planning.

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INDUSTRY

NJ Team Managing $275M Joins LPL Financial from First Allied

The new team is led by Craig Zaleck and Mark Hogan who are based in Bayonne, N.J.

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HIGH NET WORTH

When it Comes to Vendors and Services, Size Matters

Mid-range funds may actually be better suited for some family offices.  

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SPONSORED CONTENT

Digital Transformation Best Practices

Learn how savvy business leaders embraced lessons learned during the past year to adopt intelligent workflow automation solutions that ensure long-term business continuity.

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HIGH NET WORTH

Billionaire’s $15 Million Fishing Lodge Faces Seizure in Record Tax Case

The U.S. government claims Robert Brockman failed to report $2 billion of income.

FULL ARTICLE

ETFS

Bitcoin ETF Backers See Canada Fund’s Slump as Reason to Believe

Regulators have yet to approve a U.S. ETF, in part because of concerns on how a fund would be able to handle the token’s infamous volatility. But if Canada’s ETF is anything to go by, the concern might be misplaced.

FULL ARTICLE

SPONSORED WEBINAR

Optimize and Modernize Customer Onboarding

Customer onboarding processes continue to present meaningful challenges for advisors. Join this webinar on May 26th as industry specialists from RBC, Salesforce, MuleSoft and Deloitte Digital discuss practical insights on how to digitize and simplify the onboarding process.

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