WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

JUNE 5, 2023

INDUSTRY

Ed Swenson Lands at Advisor Group Following Dynasty Departure

Dynasty’s former COO will join as president of Advisor Group RIA Solutions after leaving the firm he co-founded in 2010.

FULL ARTICLE

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RIA NEWS

Creative Planning Acquires $2.5B AUM BerganKDV

The deal may be the largest acquisition of a CPA firm by an RIA, and brings 600 new employees and $2.5 billion in client assets to Creative Planning. It will be the foundation for a business-focused service division within the firm.

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WHITE PAPER

Planning Now for Tax-Advantaged High-Net-Worth Outcomes Later

Today's retirement challenge: accumulation, decumulation and protection.

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BUSINESS PLANNING

Common Mistakes RIAs Make Hiring and Retaining Next-Gen Advisors

Set expectations, understand it takes time and be prepared for anything.

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REGULATION AND COMPLIANCE

SEC Sues Binance and CEO Zhao for Breaking US Securities Rules

The SEC filed 13 charges against the cryptocurrency exchange and its CEO, claiming they flouted investor protection rules by operating unregistered exchanges, misrepresenting trading controls and selling unregistered securities, among other violations.

FULL ARTICLE

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