Wealth Management Daily Memo

JUNE 7, 2022

TECHNOLOGY

Envestnet Announces Restructuring, Stuart DePina To Step Down

Davis Janowski

Three new units will form the core structure of the behemoth technology firm.

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TECHNOLOGY

Head of Community, CMO Depart Onramp

Diana Britton

Caitlin Cook, head of community and vice president of operations at Onramp Academy, has joined Hxro Labs. Onramp CMO Nyle Bayer has also jumped ship.

SPONSORED CONTENT

Up To 25% Advisor Time Savings

Sponsored by Vestmark

The right tech can help your advisors grow and expand your AUM.

RIA NEWS

Rockefeller Acquires $1.5B Spearhead Capital Wealth Management Business

Ali Hibbs

The Florida-based boutique financial services division of Spearhead will become The Bostwick Walters Group within Rockefeller Global Family Office.

REGULATION AND COMPLIANCE

SEC: New York Firm Must Pay $1M+ for Paltry Fee Rate Disclosures

Patrick Donachie

Kahn Advisory Services and founder Joseph Kahn will pay more than $1 million after allegedly misstating facts about the commission rates of its affiliated broker/dealer.

SPONSORED CONTENT

Systematic Call Buying on the Nasdaq-100 Index

Sponsored by Nasdaq

Find out why investors could be overlooking the positive effects of inflation and rising rates.

Podcasts

ADVISOR INNOVATIONS PODCAST

Jason Wenk on Scaling Advisor Technology the Right Way

David Armstrong

The founder and CEO of Altruist explains why the current state of advisory technology needed a kick to bring it closer to what advisors, and clients, expect.

Sponsored by LPL Financial

CELEBRITY ESTATES PODCAST

Conrad Hilton and Advising First Generation Wealth Creators

David H. Lenok

Planning for first-generation wealth is different from inherited wealth.

SPONSORED WEBINAR

The Rise of Tax Automation in a Post-Pandemic World

Sponsored by Wolters Kluwer

In this CPE-accredited, live webinar session - on Thurs. June 9th - will look at some of the top emerging concepts in tax automation on the horizon.