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Wealth Management Morning Memo

NOVEMBER 5, 2018

ETFS

ETFs That May Take the Sting Out of a Market Correction

Todd Rosenbluth

These funds may deflect some of the pain of a correction while keeping an investor in the market.

FULL ARTICLE

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INDUSTRY

UBS Debuts Program to Help Advisors Serve Small 401(k) Providers

Michael Thrasher

Following moves at Morgan Stanley, the wirehouses are increasingly helping their advisors tap into opportunity among small and mid-size plan sponsors.

FULL ARTICLE

SPONSORED CONTENT

Help Women Take Control of Their Long-Term Care Risk

Sponsored by Lincoln Financial Group

Female clients have a higher risk of needing and providing care for a loved one, due to longevity.

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HIGH NET WORTH

Want a Divorce? Then Do It Right Now or Pay Much Bigger Tax Bill

Ben Steverman

President Donald Trump’s 2017 tax overhaul eliminates the deduction for alimony payments -- for divorces finalized starting in 2019.

FULL ARTICLE

The Daily Brief

REGULATION AND COMPLIANCE

SEC Enforcement Actions Against RIAs on the Rise

Diana Britton

The regulator reported 108 standalone actions against investment advisors/investment companies this fiscal year, compared to 82 in the prior year.

FULL ARTICLE

ADVISOR CHANNELS

Wells Fargo FiNet Loses $850 Million Team to Triad

Diana Britton

The move will make it easier for Pennsylvania-based Stonebridge Financial Group to acquire other practices.

FULL ARTICLE

TECHNOLOGY

AdvicePay Added To Veo One

Samuel Steinberger

AdvicePay co-founders Michael Kitces and Alan Moore say there's the potential for the more than 6,000 advisors on TD Ameritrade Institutional to get paid faster.

FULL ARTICLE
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