Morning Memo
 
Wealth Management Morning Memo

NOVEMBER 1, 2023

RIA NEWS

Exclusive: Choreo Acquires BDO’s $8.1B Wealth Management Business

The deal represents the latest example of Choreo partnering with a CPA firm that owns an RIA.  

FULL ARTICLE

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REGULATION AND COMPLIANCE

New DOL Fiduciary Rule Cracks Down on 'Junk Fees'

The Labor Department unveiled its latest version of a fiduciary rule on Tuesday, with supporters arguing the proposal largely fell in line with their hopes. Industry groups warn of its negative impact on advisors and clients.

FULL ARTICLE

WHITE PAPER

Digitizing the Client Experience

Harness “digital” to improve the 6-steps of the client.

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TECHNOLOGY

The Need to Add ‘Communications Surveillance’ to Compliance

The modern workplace requires financial firms to move with the times.

FULL ARTICLE

BUSINESS PLANNING

Should RIAs Consider an Insurance Partner?

Taking a strategic approach to insurance is one possible answer to the call for organic growth.

FULL ARTICLE

WEBINAR

Delivering on the Potential of Client Segmentation

Join us on Tuesday, November 07, to uncover the potential of client segmentation in wealth management with insights from industry leaders and essential strategies for success.

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