JANUARY 19, 2021

REGULATION AND COMPLIANCE

Fiduciary Advocates Hail Biden's Pick for SEC Chair

Patrick Donachie

As chair of Maryland's Financial Consumer Protection Commission, Gary Gensler advocated for a client-first fiduciary standard for broker/dealers as well as "anyone who holds themselves out as an advisor."

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INDUSTRY

Merrill Advisors Reached Record-Setting Figures in 2020

Asia Martin

Merrill advisors made tailwinds with deposits, client balances, assets under management and private banking loans.

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Sponsored by VanEck

How do you know if an investment grade bond is attractively valued?

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CELEBRITY ESTATES PODCAST

Jack Cassidy and How Divorce Can Complicate an Estate Plan

David H. Lenok

David Cassidy's dad neglected to update his plan in the wake of his second divorce.

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PEOPLE

Planswell Bulks Up C-Suite, Hires Former XYPN Directors

Samuel Steinberger

Canada-based financial planning developer Planswell added Jennifer Mastrud and Scott Gill to its executive team.

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