SEC Chairman Jay Clayton says he’s moving forward with a best interest standard, and he wants to reduce the number of standards financial professionals are currently subject to.
Strategies that combine the potential diversification benefits of international exposure with the portfolio-enhancing benefits of factors may be compelling options for investors.
Two of the people will split $50 million and a third will get an award of more than $33 million for providing help in the case focusing on violations of the SEC's customer protection rule.
Ever curious about what clients say about their financial advisors behind closed doors? We recently got the lowdown from Kevin Huhn, 54, who, after an eclectic career, now heads Be Your Best Today, a media and public relations firm near Toronto.
