MARCH 19, 2018

REGULATION AND COMPLIANCE

Fifth Circuit Decision Hasn’t Changed Clayton’s Approach to Fiduciary Standard

Diana Britton

SEC Chairman Jay Clayton says he’s moving forward with a best interest standard, and he wants to reduce the number of standards financial professionals are currently subject to.

FULL ARTICLE

PODCAST

Dollars and Sense: How a Move to Independence Really Adds Up

Mindy Diamond

How do the economics of going independent compare to the value of taking a recruiting deal from a major firm?

FULL ARTICLE

MUTUAL FUNDS

Why Money Managers Are Paid So Much Is a Mystery

Noah Smith

There might be lots of reasons, but market-beating performance isn't one of them.

FULL ARTICLE

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