MAY 23, 2018

REGULATION AND COMPLIANCE

FINRA Accelerates its Retrospective Rule Review Program

Diana Britton

The self-regulatory organization is bringing economists into the rulemaking process and making changes to some existing rules.

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TECHNOLOGY

Tech Firms Vie to Become the “Amazon” of Fixed Income

Samuel Steinberger

Fintech firms are finally cracking into the fixed income scene, aiming to provide advisors with market data, transparency and a better deal for their clients.

FULL ARTICLE

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