A panel asserted that Alpine Securities had misused customer funds and securities, made unauthorized trades and charged customer unreasonable fees, while the firm argued they needed to raise fees to offset lower profits.
Private equity firms Clearlake Capital and Motive Partners pay $1.1 billion for parts of Refinitiv, Cetera rolls out a retirement income decumulation tool, FarmTogether launches a sustainable farm investment fund and Louise expands.
Many technology innovations, originally meant to address the challenges of COVID-19, are proving to be useful outside the context of the pandemic — giving today’s financial advisor a unique opportunity to make their firm more cost-efficient, scalable and resilient through digital transformation.
Join this webinar on Thurs. April, 7th as presenters show how successful firms have built their tech stack on the Redtail and Risklayze integration, and discuss the new enhancements to both platforms.
.png){kind=small}
.png){kind=small}
