WealthManagment.com Daily Memo
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Wealth Management Daily Memo

MARCH 20, 2018

REGULATION AND COMPLIANCE

FINRA CEO Welcomes Additional Oversight by SEC

Diana Britton

Robert Cook provides an update on the increased oversight by the SEC, and weighs in on a best interest standard.

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TECHNOLOGY

RobustWealth the Latest to Offer Direct Indexing

Diana Britton

Using direct indexing, advisors can build cheap, customizable portfolios for clients based on indexes or model portfolios, using fractional shares of stocks, automatically rebalanced, with lower transaction costs.

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SPONSORED CONTENT

Five Steps for Setting Business Goals

Sponsored by Kestra Financial

Tips on Defining and Achieving Your Business Objectives

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FUND FLOWS

Unfazed by Rate Hike, Investors Piled a Record $34 Billion into U.S. Equity Funds Last Week

They also yanked $40 billion out of U.S. money market funds.

FULL ARTICLE