WealthManagment.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | The regulator settled with Park Avenue Securities, alleging the firm didn’t properly supervise an unnamed rep for his outside business activities, despite numerous “red flags.” FULL ARTICLE |
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| RIA ROUNDUP | | | | Ali Hibbs | | About $140 billion in transacted assets was announced this week as milestones were achieved and new territory was conquered. FULL ARTICLE |
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| WMIQ EXCLUSIVE RESEARCH | | | | In partnership with Nasdaq | | Discover how advisor investment decisions are changing—and are likely to evolve—given current market and economic conditions. LEARN MORE |
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| WEALTHSTACK ROUNDUP | | | | Rob Burgess | | Also, Orion Client Portal now connects To Redtail, Clearwater Analytics and J.P. Morgan Asset Management integrate platforms and retirement technology platform Smart acquires ProManage. FULL ARTICLE |
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| THE WEALTHSTACK PODCAST | | | | Shannon Rosic | | Derek Notman, the founder of Couplr and Conneqtor, shares his future wealthtech outlook. LISTEN NOW |
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