WealthManagement.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | FINRA argued Osaic Wealth (formerly Royal Alliance) and Securities America didn’t have proper cyber controls in place at branch offices, resulting in dozens of breaches over several years. FULL ARTICLE |
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| RIA ROUNDUP | | | | Ali Hibbs | | Carson Group also announces two additions, Realta Wealth names a new CFO and Savant adds to its board. FULL ARTICLE |
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| WHITE PAPER | | | | Sponsored by SS&C Advent | | Do you have the right tools in place to achieve tax alpha? LEARN MORE |
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| THE WEALTHSTACK PODCAST | | | | Shannon Rosic | Advisors are increasingly relying on technology to become more efficient and streamline operations. Urs Bolt details what’s driving this shift.
Sponsored by TradePMR
LISTEN NOW |
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| COLLEGE PLANNING | | | | Paulina Cachero | | FAFSA applicants encounter delay after delay in this year’s countdown to college decision day. FULL ARTICLE |
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