WealthManagement.com Daily Memo
 
Wealth Management Daily Memo

JANUARY 23, 2023

REGULATION AND COMPLIANCE

FINRA Fines Wedbush $975K Over Trade Supervision Lapses

In a settlement, FINRA said the firm mistakenly believed that third-party b/ds executing the trades were responsible for spotting potential market manipulation.

FULL ARTICLE

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PHILANTHROPY

Next-Gen Is Ready to Give Generously

Will you still be advising them?

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SPONSORED CONTENT

8.05% at 65

Lifetime non-reducing income with annual step-up. Get an Edge.

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REAL ESTATE

Mega-Deals Reinforce Foreign Appetite for U.S. Real Estate

Overall volume has slowed and some entities have switched gears from buying properties to acquiring real estate platforms and operating companies.

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RETIREMENT PLANNING

Are Your NextGen Clients Ready to Take Care of Their Boomer Parents?

Adult children need to start having conversations now with aging parents about their finances.

FULL ARTICLE

SPONSORED WEBINAR

Commodity Investing in the Era of Inflation

Join the conversation on Jan. 25th as our presenters discuss the variety of commodity investment strategies and the potential value these strategies can bring to the modern investor.

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