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WealthManagment.com Daily Memo
Wealth Management Daily Memo

OCTOBER 10, 2024

REGULATION & COMPLIANCE

FINRA Warns Of Phishing Email Scam Impersonating Regulators

The emails started around Wednesday with an attached PDF document that the brokerage regulator warned could include “malicious” content.

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ALTERNATIVE INVESTMENTS

EP Wealth Partnership Boosts Opto's Client Total to Over 250 RIAs

Opto is aiming to capture the RIA segment serving high-net-worth and ultra-high-net-worth investors.

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FASTCHAT VIDEO
Wealth Management Industry Awards: Interview with Mark Tibergien

Sponsored by SEI

Join David Armstrong as he chats with industry legend Mark Tibergien, winner of the Lifetime Achievement Award at the Wealth Management Industry Awards.
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ESTATE PLANNING

Trust & Will Does What it Says on the Box

The estate-planning platform currently boasts over 13,000 advisors.

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TECHNOLOGY
WEBINAR
Tech and Human Insight: Winning SMB Clients with AI

Sponsored by interVal

Discover how integrating the right tech can offer personalized strategies, deeper insights, and efficient portfolio management to set you apart.
Register Now >

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Podcasts
CELEBRITY ESTATES PODCAST

The Healthy Advisor: The Fragility of Life and the True Value of Planning With Matthew Newman

Wholesaler Matthew Newman was diagnosed with brain cancer at age 39, and now he sees life through a new set of lenses.

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THE WEALTHSTACK PODCAST

Celebrity Estates: Shannen Doherty and the Importance of Timely Planning

The day before she died, Shannen Doherty finalized her divorce, ensuring her assets would be passed to her chosen beneficiaries.

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INDUSTRY

Broker for the Wealthy, Charles Monat, Is Said to Consider Sale of the Business

Charles Monat is working with a financial advisor on a potential disposal that could value it at $400 million to $500 million.

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