WealthManagment.com Daily Memo
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INDUSTRY | | | Ed Hammond and Matthew Monks | SVB Private Wealth, with about $16 billion in assets, is part of the First Citizens' "whole bank purchase" of Silicon Valley Bank. FULL ARTICLE |
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REGULATION AND COMPLIANCE | | Patrick Donachie | John Woods pleaded to one count of wire fraud for a Ponzi scheme that stretched over 10 years, according to the DOJ; the fraud also resulted in Oppenheimer & Co. facing a $35 million fine from FINRA arbitrators. FULL ARTICLE |
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WHITE PAPER | | Sponsored by Orion Portfolio Solutions | Stay one step ahead of the robots with direct indexing. DOWNLOAD NOW |
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REAL ESTATE | | WMRE Staff | Recent MSCI data shows trouble brewing in the capital markets even before this month’s bank failures. FULL ARTICLE |
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INDUSTRY | | Katherine Doherty | Fewer than 200 staffers were offered different roles in other parts of the company while a handful, including some loan officers, were let go. FULL ARTICLE |
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SPONSORED WEBINAR | | Sponsored by SS&C Advent | Join us for this insightful webinar on Mar. 28th as we discuss how to leverage technology to provide your clients with information on their various interests and more! REGISTER NOW |
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