For the best website experience, we recommend using the latest version of Chrome, Firefox or Safari

Wealth Management Morning Memo

FEBRUARY 15, 2023

RIA NEWS

Focus Shareholders ‘Frustrated’ by PE Firm’s Offer

Ali Hibbs

Some shareholders say the $4.1 billion price tag for Focus Financial is too low and doesn’t reflect the trajectory and future of the business—and many hope for a way to remain invested.

Advertisement

REAL ESTATE

A Private Equity Real Estate Investor Bets Big on Self Storage

Bendix Anderson

Prime Group Holdings’ latest self-storage fund reached its hard cap of $2.5 billion.

WHITE PAPER

Choosing A TAMP: How to Pick the Right One for Your Advisory Business

Sponsored by Orion Portfolio Solutions

Learn how to find the best turnkey asset management provider partner for your firm.

ETFS

ETFs Used for Nearly $3 Billion of Insider Trading, Study Shows

Farah Elbahrawy

The results showed that "shadow trading" was most prevalent in the health care, technology, and industrials sectors.

REGULATION AND COMPLIANCE

Stop Procrastinating on Your OFAC Reviews to Improve Onboarding

Chris Zuczek

A slight adjustment in the account opening process can save advisors and clients time and avoid NIGO reports.

SPONSORED CONTENT

Presenting The RIA Edge 100

In partnership with Calvert

Our RIA Edge 100 list looks to identify those firms that are seeing the most success while continuing to provide high-quality, hands-on service to an expanding client base.