Morning Memo
 
Wealth Management Morning Memo

FEBRUARY 8, 2024

INDUSTRY

Former Advisor Sues Morgan Stanley To Overturn FINRA Award

Christopher Armstrong seeks to reverse a FINRA arbitration win for Morgan Stanley. The wirehouse filed that arbitration to recoup his part of a previous award owed to Charles Schwab.

FULL ARTICLE

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RIA NEWS

$5.6B Miracle Mile Picks Up 2 Firms With Combined $600M

Caplan Financial Group and Advisory Partners represent Miracle Mile’s first two transactions since taking on private equity partner Corsair Capital in late 2022.  

FULL ARTICLE

SPONSORED CONTENT

Outlook 2024: A World in Transition

Explore global economic challenges and opportunities for investors.

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ETFS

Cerulli: Passive Overtakes Active in Mutual Funds, ETFs

Despite the faster growth in active ETFs, passive remains king for now.

FULL ARTICLE

ETFS

TLT Flow Analysis: A Deep Dive Into Demand for One of 2023’s Most Popular ETFs

Much of these inflows can be attributed to a combination of ETF model providers and the registered investment advisor community.

FULL ARTICLE

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