WealthManagement.com Daily Memo
 
Wealth Management Daily Memo

FEBRUARY 10, 2023

REGULATION AND COMPLIANCE

Former Advisor to Serve Over 3 Years in Prison For Fraud, Embezzlement

A federal court found New York-based Adam Belardino guilty of embezzlement and defrauding several investors, as well as employees at his firm in a series of schemes.  

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RIA NEWS

RIA Roundup: Hightower’s TC Wealth Partners Adds $800M Chicago Firm

Hightower and Wealth Enhancement Group added AUM this week, and new executives were named at Arkadios Capital and Kornitzer Capital Management.

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RESOURCE CENTER

Why Dividend Growth Mid-Caps May Belong in Your Portfolio

The appeal of mid-caps is often overlooked. Mid-cap Dividend Aristocrats® represent a potentially compelling investing opportunity.

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THE WEALTHSTACK PODCAST

How To Engage the Unengaged With Santiago Burridge

The CEO and co-founder of Lumiant talks about what is driving innovation around advice engagement.

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CAREERS

Five Ways Advisors Can Further Their Careers In 2023

The barriers between personal and professional life are blurring.

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RESOURCE CENTER

Presenting The RIA Edge 100

Our RIA Edge 100 list looks to identify those firms that are seeing the most success while continuing to provide high-quality, hands-on service to an expanding client base.

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