WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

SEPTEMBER 20, 2023

REGULATION AND COMPLIANCE

Former Deutsche Bank Broker Pleads Guilty To Crypto-Related Fraud

Rashawn Russell faces up to 30 years in prison after pleading guilty to his role in a scheme that defrauded nearly 30 investors out of approximately $1.5 million.

FULL ARTICLE

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ESTATE PLANNING

IRS Debunks Heavily Advertised Trust Strategy for Income Taxes

New Chief Counsel Memorandum deems promotional materials misstate and mischaracterize the technique's efficacy in certain circumstances.

FULL ARTICLE

WHITE PAPER

7 Risks to Avoid in Your Financial Advisory Practice

Proactively address risks that could affect the success of your practice.

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FOCUSED ON THE FUTURE PODCAST

JC Abusaid on Being Fearless and Defining Your Northstar

The Halbert Hargrove CEO discusses the importance of purposeful collaboration, being fearless on culture, clients and teams, and capturing a client’s loyalty for the long term.

Sponsored by Commonwealth

LISTEN NOW

401KTV

401(k) Real Talk Episode 77: September 20, 2023

Open, honest and candid discussions about the latest news in the RPA industry.

WATCH NOW

WEBINAR

Add “Quality Control” to Client Portfolios

Join us tomorrow as we explore the importance of quality stocks in navigating market uncertainty post-Fed rate hikes and how they outperform historically.

REGISTER NOW