WealthManagement.com Daily Memo
 
Wealth Management Morning Memo

APRIL 10, 2024

Former Goldman Advisors Trash 'Frantic' United Capital Sale In Lawsuit

Nine former advisors are suing United Capital over its attempts to move arbitration proceedings from FINRA to another venue, accusing the firm of “pure gamesmanship” and “forum shopping.”

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Industry

IWI Focuses on Alts, Investment Implementation with CIMA Changes

The Investments & Wealth Institute has updated its CIMA certification curriculum and exam for the first time since 2019.

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The Strategic Advantage of Outsourcing Investment Management

Discover how outsourcing investment management can revolutionize your advisory practice.

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RIA News

Modern Wealth Management Hires Jason Del Col to Lead Advisory

With more than 25 years of experience developing advisory platforms, Del Col leaves Goldman Sachs to enhance services at the emerging industry player.

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RIA News

Cetera Consolidates Two RIAs

Cetera Investment Advisers will become the primary RIA for “legacy Cetera communities.”

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