Wealth Management Daily Memo

JANUARY 2, 2020

REGULATION AND COMPLIANCE

Former Ladenburg Chairman Sues to Block Advisor Group Deal

Diana Britton

Biotech billionaire Dr. Phillip Frost claims the merger disregards obligations owed to him as a shareholder of certain notes.

HIGH NET WORTH

IRS Issues Final Opportunity Zone Regs

Kevin Matz

Here's how they come out on trust and estate related issues.

SPONSORED CONTENT

Exclusive Research: Advisors’ Continue to Build Compliance Resources

Sponsored by Seismic

Increased attention to regulatory compliance appears to be paying off at audit time.

ETFS

The Best of the Best—Stylewise—of 2019

Brad Zigler

It ain’t your father’s large-cap blend fund.