WealthManagment.com Daily Memo
 
Wealth Management Morning Memo

SEPTEMBER 28, 2023

REGULATION AND COMPLIANCE

Former Western International Rep Loses FINRA Appeal Over Non-Traded REIT Recommendations

Former broker Megurditch Patatian allegedly recommended 81 purchases totaling more than $7.8 million of the high-risk product over the course of several years, according to regulators.  

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TECHNOLOGY

Wealth.com Adds Brian Hamburger as Strategic Advisor

His addition is meant to help the company grow in an increasingly crowded and competitive space.

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WMIQ EXCLUSIVE RESEARCH

The Keys to Connecting With High Net Worth Investors

This WMIQ study of 300+ high net worth investors examines why they choose advisors, why they don’t choose advisors – and what you can do to attract more of them to your advisory practice.

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ESTATE PLANNING

The Estate Exception to Self-Dealing Prohibitions Explained

A helpful and powerful tool for charitably inclined clients with complex assets.

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HIGH NET WORTH

Where the Republican Presidential Candidates Stand on Five Key Economic Issues

GOP contenders outline policies on Social Security, tax cuts, China, banking and energy.

FULL ARTICLE