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| 19 April, 2021 |
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| Latest News |
| Money Management Original | | FSC raises moral risk of too many self-licensed advisers | | A new Financial Services Council green paper has suggested that a moral risk will emerge if self-licensed advisers are allowed to proliferate in the absence of dealer group licensees with capital capacity. |
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| Sponsored Content | | What are the unique risks of retirement? | | The risks of retirement are as numerous as they are significant, and must be adequately addressed. Explores these risks in more detail. CPD hours are available. |
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| Money Management Research | | Australia bucks small-cap growth trend | | While small caps are leading markets globally, there has been a reversal in Australia where small caps underperformed large caps in the first quarter. |
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| Money Management Research | | New investors to be challenged by market pullback | | Those investors who have only invested in the stockmarket in the past year are likely to be challenged in the next few weeks as the market undergoes a pullback, according to Wealth Within. |
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| Industry News | | ASIC moves to penalise firm for AFCA failing | | Proceedings have commenced against Lightspeed Finance and its director, Mark Fitzpatrick, over failure to comply with Australian Financial Complaints Authority determinations. |
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| Industry News | | 64% increase in ASIC’s civil proceedings | | Civil penalties totalled $159.8 million during the second half of 2020 for the corporate regulator including seven Royal Commission investigations that totalled $77.65 million. |
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| Editorial |
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| InFocus |
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