WealthManagment.com Daily Memo
Wealth Management Daily Memo

DECEMBER 18, 2017

INDUSTRY

Future Breakaways Expect the Brokerage Industry to Crumble in 2018

An unfavorable work environment was among the reasons they are considering the independent channel.

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REGULATION AND COMPLIANCE

PIABA Report: Non-Attorney Reps a Threat to Investors in Arbitration

As FINRA considers whether non-attorneys should continue to be able to represent investors in arbitration, a new PIABA report spotlights a disturbing pattern of problems with some of those representatives.

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SPONSORED CONTENT

Meeting the Unique Retirement Challenges Facing Women Clients

A holistic approach to longevity planning allows advisors to build better relationships with female clients and help them achieve lasting stability in retirement.

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TRUMP TAX REFORM

FIFO Rule Excluded From Final Version of The Tax Bill

The rule “would have been another regulatory headache dropped on the industry,” say financial advisors.

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