Tom Buck, who is serving 40 months in a federal correctional facility for securities fraud, claims that his age and medical history make him especially susceptible to the novel coronavirus.
While overall fees have decreased over the last decade, the industry has done little to level the playing field for investors and solve the real problem — aligning fees to the value of active management and improving the probability of a favorable outcome depending on manager skill and efficiency of the asset class.
Providers within and outside the advisory industry offer data of how the remote work environment has shifted client outreach and the greatest threats it faces.
The current crisis has reinforced the importance of trust and transparency across the wealth management industry. Join this webinar to learn how COVID-19 has impacted wealth management firms and how SEC Reg BI is reshaping how advisors and firms engage with their clients.
