Wealth Management Daily Memo

JULY 9, 2020

REGULATION AND COMPLIANCE

GPB Capital Gets PPP Loan Despite Regulatory Scrutiny

Patrick Donachie

One lawyer representing affected investors in suits against the company excoriated the loan, calling the move “one of the most flagrant abuses of taxpayer dollars of this century.”

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INDUSTRY

Carson Group Mandates CFPs or Equivalent

Asia Martin

Carson Group gives its in-house wealth advisors five years to obtain or maintain a CFP or an equivalent professional credential.

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Keep Market Volatiity in Perspective

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TECHNOLOGY

UK FinTech Unicorn Arrives In U.S., Partners With State Street

Samuel Steinberger

Originally from New Zealand, wealth management platform provider FNZ is taking a stake in State Street's wealth management business.

CAREERS

The Path to RIA Ownership on the Operations Track

Matt Sonnen

There’s no worn path to ownership for operations staff. They must take it upon themselves to create their own opportunities.

SPONSORED CONTENT

Client Acquisition and Retention

Sponsored by American Portfolios

Optimizing the advisor's tool box.

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