Whether Kamala Harris or Donald Trump becomes President in January, their nominees for regulatory positions at the Labor Department and Securities and Exchange Commission will depend on electoral results for the Senate.
The RIA industry recorded the highest monthly volume on record for M&A deals, which DeVoe & Company attributed to firms’ anticipation of interest rate cuts.
BlackRock became the latest and largest asset manager to seek approval for an ETF share class on existing mutual funds. Morgan Stanley launched an investing index tied to prominent sports leagues globally. These are among the investment must reads we found this week for wealth advisors.
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