WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

OCTOBER 11, 2022

TECHNOLOGY

Hearsay Rolls Out Client Engagement Platform For RIAs

The new platform bundles content generation and analytics, social media management and compliance features, among others.

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REGULATION AND COMPLIANCE

DOL Proposes New Independent Contractor Rule

Once again, the DOL could put the employment status of independent broker/dealers in jeopardy. FSI president Dale Brown questioned whether the department gave enough attention to feedback from the industry when formulating the proposal.

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WHITE PAPER

Use of Alternative Investments Is Increasing, but There’s Still Room to Grow

WealthManagement.com’s latest research study offers detailed perspective on which alternatives are the most popular, what factors prompt investor interest – and what factors provoke caution.

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INDUSTRY

$2.9B Advisor Team Leaves Baird for Raymond James & Associates

Seventeen-member team departs Robert W. Baird & Co. to take advantage Raymond James' employee advisor platform.

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RIA NEWS

Moneta Opens Chicago Office

The St. Louis-based firm launches its fourth location in four years.

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SPONSORED WEBINAR

Finding Income: The Regime Shift in Today’s Market

Join us on October 18th for a comprehensive assessment of the ways in which your clients can successfully navigate this inflationary environment and discover potential solutions for finding income despite these new realities.

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