| | NEWSLETTER | 21 Feb 2020 |
| | Relaxed Volcker covered fund rule portends more deregulation, says Fitch | Fri | 21 Feb 2020, 11:18 | Fitch Ratings views the recent Notice of Proposed Rulemaking (NPR) issued by regulators to amend the Volcker Rule and relax limits on certain private equity (PE) and hedge fund investments, known as "covered funds" as indicative of loosening regulation and recalibration of post-crisis regulatory rules. |
| | | | CFTC charges investment firm and VP with commodity pool fraud | Fri | 21 Feb 2020, 11:18 | The Commodity Futures Trading Commission CFTC has filed a civil enforcement action charging Winston Reed Investments LLC (WRI) and its vice president and investment consultant, Mark N Pyatt a/k/a Daniel Randolph, a former North Carolina resident, with misappropriation of customer funds and fraudulent solicitation in connection with a commodity pool. |
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