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As part of its FINRA360 initiative and CEO Robert Cook’s listening tour, the Financial Industry Regulatory Authority released its first Report on Examination Findings. The regulator highlights certain issues that came up in recent exams, including cybersecurity, outside business activities and product suitability. ...
Financial Advisor, Pilot Income Is Soaring
Data collected by SmartAsset on the average incomes for 815 occupations found that financial advisors were among those whose income has increased the most in recent years. In 2016, the average income of a financial advisor was $123,100 up from $90,820 in 2012. ...
HNW Collectors Don't Have Art Advisors
Art Basel in Miami started Thursday and UBS shared a recent survey of high net worth investors with findings that might surprise advisors. Out of nearly 2,500 respondents, about 1,000 considered themselves collectors and only 363 fine art collectors. But 88 percent of all respondents said they do not work with an art advisor, they refer to guidance elsewhere. ... |
