Thomas A. Sporkin will join the board in January as the managing director, enforcement, and will be tasked with modernizing the board's detection, investigation and prosecution processes.
At Cambridge, our primary focus is you, the independent advisor, and your clients. We believe preserving our commitment to you must start with the stability of management and private control within Cambridge.
The SEC claims that Eugenio Garcia Jimenez Jr., an unregistered investment advisor, misappropriated $7.1 million of funds belonging to the Municipality of Mayagüez, Puerto Rico.
Axiom RIA, an investment platform available to Geneos's 300 advisors, and Fidelity are adding Potomac Fund Management’s tactical model portfolios to their platforms.
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