FEBRUARY 11, 2022

TECHNOLOGY

How Has the Pandemic Affected Finserv Compliance Teams?

Bill Simpson

Mature firms are initiating proactive compliance, going out and trying to determine what regulatory changes are coming and how they will impact the business.

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PEOPLE

Morgan Stanley Veteran Sharma Joins Fleming’s Rockefeller

Ben Stupples

The 47-year-old will report to Rockefeller Capital Chief Executive Officer Greg Fleming and sit on the company’s management committee.

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Sponsored by Morningstar

While retirement planning remains a foundational pillar of the financial advice industry, we’d broaden it out as making your money work for you.

INSIDE ETFS PODCAST

ETF Evolution Through the Pandemic With PIMCO’s David Braun

Douglas Yones

PIMCO's David Braun reveals how the market has evolved following the COVID-19 recession.

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MARKETING

How Do You Measure Digital Marketing?

Stephen Boswell

A cheat sheet of the most important metrics.

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