In a conversation during Riskalyze Fearless Week, Docupace CEO David Knoch also spoke about the new DOL rule and the need for trackable documentation for firms' Form CRS.
More companies and their employees plan to work from home for longer than expected and shift their technology needs. These trends have driven shares of cloud computing and cybersecurity related companies higher and sparked demand for thematic ETFs.
The SEC release asked firms to keep an eye on business continuity, employee supervision and the protection of sensitive investor information during the pandemic.
The advisors at Equitrust Financial Group felt it would be in clients’ best interest to affiliate with a publicly traded b/d with self-clearing capabilities.
