OCTOBER 14, 2017

THE FEDERAL RESERVE

How Much Do You Know About the Federal Reserve?

John Kador

The Federal Reserve Bank quietly but critically influences every aspect of the economy. See if you can answer at least eight of these 15 questions about the Fed, its leadership and operations.

FULL ARTICLE

REGULATION AND COMPLIANCE

Advisors Paying More for Compliance

Diana Britton

RIAs and broker/dealers say they are spending 9 percent more money -- and a lot more time -- on compliance and regulatory issues.

FULL ARTICLE

RETIREMENT PLANNING

First State-Run Retirement Plan Faces Legal Challenge

Diana Britton

An employer advocacy group files suit against Oregon’s mandatory retirement plan.

FULL ARTICLE

HIGH NET WORTH

Why Citi Private Bank’s ‘Davos For Family Offices’ Is So Popular

Michael Thrasher

Advisors to the world’s wealthiest families have few opportunities like the New York gathering.

FULL ARTICLE

Wealth Management Industry Awards

The Industry's Best Honored At 2017 Wealth Management Industry Awards

WealthManagement.com Staff

Forty-three different companies took home awards at the Wealthies, which celebrate excellence in serving financial advisors.

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INDUSTRY

SIFMA Opposes Nevada’s Fiduciary Rule

Michael Thrasher

The SIFMA organization formally voiced concerns to the state’s securities division.

FULL ARTICLE

RETIREMENT PLANNING

Gauging Rothification’s Impact

Ed McCarthy

Is it more than just an accounting gimmick?

FULL ARTICLE

HIGH NET WORTH

Older Households Are The Wealthiest

David Ader

Why that’s a problem for markets and the economy.

FULL ARTICLE

ESTATE PLANNING

Right to Privacy Vs. Right to Access Digital Records

Carole M. Bass

New York court says Google must disclose electronic communication to decedent’s spouse.

FULL ARTICLE

PROSPECTING

When You Send a COI Referral, Do This

Stephen Boswell and Kevin Nichols

Reciprocity is the foundation of the relationship. The five-step plan will make you a good advocate.

FULL ARTICLE

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