| | | | | RIAs and consultants discuss the opportunities and perils of furthering organic growth amid volatile markets. Read More > |
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| | | Financial advisor market sentiment plunged in March, falling into negative territory for the first time, even before the full extent of President Donald Trump’s tariff plan was announced. Read More > |
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| | | Noah Doyle and Charles Princiotto left Janny Montgomery Scott's affiliation to launch SoundRidge Private Wealth using Wells Fargo’s 1099 model. Read More > |
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| | | Expatriate Financial Services didn’t make the transition after LPL acquired its parent RIA, so the 4-person team is setting off on its own to manage what could be about $200 million in client assets. Read More > |
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| | | Also, a South Carolina RIA snags a former Schwab high performer; New York-based Lenox Advisors promotes one advisor to partner, another to managing director; RIA NorthRock bolsters its Chicago office with a veteran advisor. Read More > |
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| | | M&A stands as the perfect avenue for older advisors to secure their legacy and open doors for younger advisors to continue that trajectory. Read More > |
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| | | MAI Capital, which has long had a practice advising professional athletes, recruited Jon Hayes and partner Tim Hightower from their sports-focused practice at Constellation Wealth. Read More > |
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| | | Cerulli finds that the direct indexing boom still has “significant runway” among advisors, with 26% actively choosing not to use it despite having access. Read More > |
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| | | Firms including Osaic, Cetera, Raymond James and Kestra are boosting their typical deals to capture Commonwealth advisors in the wake of the acquisition by LPL, sources said. Read More > |
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| | | In addition, Merit joins Fidelity’s referral program, Carson Group, LPL and Crusonia snag new advisors. Read More > |
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