Morning Memo
Wealth Management Morning Memo

NOVEMBER 11, 2020

CAREERS

How the Military Helped Me Be A Better Advisor

An RBC advisor weighs in on how serving her country helped prepare her to best serve her clients.

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BUSINESS PLANNING

Creating an Operational Playbook

Rather than viewing this effort as required drudgery, envision it as a prelude to transformational innovation.

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SPONSORED CONTENT

Advanced Strategies for High Net Worth Investors

Personalized service designed to minimize taxes, manage volatility and enhance total return.

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HIGH NET WORTH

Four Common Family Stress Fractures and 5 Steps to Repair Them

Pandemic fatigue, the holidays and global uncertainty may turn mild dissonance into seemingly unsurmountable discord.

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PEOPLE

Holistiplan Adds Tax Strategist Jeffrey Levine

The tax planning software provider added advisor and tax strategist Jeffrey Levine, who continues to hold roles at Kitces.com and Horsesmouth, to its team.  

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EXCLUSIVE RESEARCH

ESG and Diversity & Inclusion Strategies: A Look Ahead

Research shows ESG and Diversity & Inclusion strategies are increasingly important to the next generation of clients—and firms are taking notice.

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Wealthies Circle Spotlight

Reimagining Technology for Wealth Management

Addepar specializes in data aggregation, analytics, and reporting for even the most complex investment portfolios.

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The Daily Brief

REGULATION AND COMPLIANCE

Biden Names Securities Regs Review Transition Team

Former CFTC Director Gary Gensler will lead the team charged with examining the SEC, Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation, the Federal Reserve and the National Credit Union Administration.

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PEOPLE

Dynasty Financial Partners Names John Sullivan New Business Development Leader

After a months-long vacancy, Dynasty Financial Partners found that the right fit to lead its business development was at the firm all along.

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INDUSTRY

Mercado Group Leaves Morgan Stanley for Oppenheimer Co.

The Mercado Group will be based in Oppenheimer’s Miami branch office.

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