WealthManagment.com Daily Memo
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REGULATION AND COMPLIANCE | | | Patrick Donachie | The regulator's update to its targeted sweep of firms’ dealings with social media influencers offered suggestions that may be difficult for broker/dealers to fulfill, according to one securities attorney. FULL ARTICLE |
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401KTV | | Fred Barstein | Open, honest and candid discussions about the latest news in the RPA industry. WATCH NOW |
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SPONSORED CONTENT | | Sponsored by MassMutual Strategic Distributors | Are your clients seeking tax-advantaged retirement solutions? There’s one that many advisors often overlook — and which can deliver the higher retirement income many clients prefer. LEARN MORE |
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TECHNOLOGY | | Bill Robbins | Regular internal reviews and technology can help firms avoid common pitfalls related to the rules’ disclosure and care obligation requirements. FULL ARTICLE |
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FIXED INCOME | | Alexis Leondis | Big financial institutions don’t feel the need to offer competitive rates on certificates of deposit, which are universally below the world’s safest asset: Treasury bills. FULL ARTICLE |
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