Morning Memo
Wealth Management Morning Memo

DECEMBER 7, 2020

TECHNOLOGY

In Seismic Acquisition of Grapevine6, A Look Ahead

The sales and marketing automation firm has acquired a competitor with a lead in social media automation.

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REGULATION AND COMPLIANCE

Can NASAA's CE Rule Get Widespread Buy-in From the States?

The association's new model rule would require investment advisor representatives to complete continuing education, but some legal experts worry about a 'patchwork' of mandates.

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SPONSORED CONTENT

Leverage the Latest in Speech Recognition Software to Stay Competitive

A new generation of technology lets you spend less time on reports and more time on what matters: your clients.

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INSURANCE

Life Insurance Appraisal Brings Confidence to Planning

Paying for a policy appraisal can have a great return on investment.  

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SPONSORED CONTENT

Thematic Investing: Turning Insights into Alpha

Recognizing the velocity of change, market participants will increasingly reorient their drive for alpha by relying on insights.

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Wealthies Circle Spotlight

Wealth Management’s Digital Future

We asked 11 financial services leaders to weigh in on the biggest questions surrounding digitization.

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The Daily Brief

PEOPLE

$3.75B Team Leaves Wells Fargo FiNet to Create RIA Mayflower Advisors

After 15 years with Wells Fargo, the team, led by Lawrence and Lloyd Glazer and Steven Dimitriou, have started their own RIA.  

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INDUSTRY

Connectus Follows in Focus Financial's Footsteps, Acquires 3 Aussie Firms

Connectus, the offspring of Focus Financial, is aggressively acquiring its own wealth management firms domestically and abroad.  

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Best Practices of a Modern Financial Services Firm

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