Morning Memo
Wealth Management Morning Memo

FEBRUARY 17, 2021

REGULATION AND COMPLIANCE

DOL Fiduciary Rule’s Impact Will be Felt by Advisors, Brokers

The Biden administration announced last week the fiduciary exemption would take effect as scheduled, but legal experts argue the rule has some serious teeth that will impact client relationships with advisors and broker/dealers.

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RETIREMENT PLANNING

Social Justice Investing in the Biden-Harris Administration

Less than a month into the new administration, there are clear signals this White House intends to invest in America's full potential.

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SPONSORED WEBINAR

The Great Divide: Personal Property and Tangible Assets in the Time of Covid and After

Attend this webinar on Feb. 18th to learn useful insights as to the real issues and concerns actual heirs and their families have identified to the panelists regarding personal property division in their family’s estate settlement.

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HIGH NET WORTH

How to Market Real Estate Investments to Wealthy Families

Learning to effectively communicate with ultra-high net worth individuals can help transform your firm.

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ETFS

Hunt for the Future Faangs Vaults Invesco ETF to $1 Billion Club

QQQJ, whose biggest holdings include Roku and CrowdStrike Holdings, has absorbed about $343 million in inflows so far this year.

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SPONSORED WEBINAR

Why Active in Fixed Income ETFs?

Join this lively conversaton on Feb. 24th at 2pm ET / 11am PT to hear about ETF business overview, views on current markets and areas of opportunity, how to think about investing in short-duration, securitized and CLO markets, and more.

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