For the first time in 60 years, the SEC is overhauling advertising rules that will allow advisors to use endorsements and testimonials in online marketing. This flowchart will help advisors keep ads in compliance.
As head of Diverse Segments, Clarence Nunn will lead Wells Fargo Wealth and Investment Management's efforts to expand the firm's client diversity and services.
Advisors, consultants and plan sponsors have all become more familiar with CITs, making it increasingly likely the trusts will be considered as alternatives to mutual funds.
Valkryie Investments sought regulatory permission for a futures-based fund two months ago, likely the first company to do so before an onslaught by others following positive comments on the structure by the SEC.
Sourcing equity primarily from family offices, HNWIs and some institutions, Peachtree Hotel Group has acquired more than $1 billion in lodging assets since June 2020.
Join us on Sept. 15th at 4:15pm ET / 1:15pm PT to learn how you can now access a curated set of flexible investment solutions and customized high-net-worth solutions, all designed to give you more power and choice on the path to implementing effective goals-based wealth management.
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