Morning Memo
Wealth Management Morning Memo

MARCH 30, 2021

PEOPLE

Inside an LPL Advisor's Succession Plan

After more than three decades in practice, Ron Davidson, who broke down barriers as one of the first Black independent financial advisors, found his successor with the help of LPL’s diversity and inclusion initiative. He retires on April 1.

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HIGH NET WORTH

How Advisors Can Build a Better 10b5-1 Plan

Advisors, not corporate counsel, are often in the best position to design 10b5-1 plans that align with both regulations and insiders' financial goals.

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SPONSORED CONTENT

Navigate Today’s Challenges on the Road to Independence

COVID-19 may have derailed your best-laid breakaway plans—but that doesn’t mean you should abandon your dream of starting an RIA or joining a new one.

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ESTATE PLANNING

Trump Attacks Niece Mary’s Estate-Fraud Claims as Too Late

Mary Trump sued in September claiming her aunt and two uncles conspired for decades to skim tens of millions of dollars off her inheritance after her father and then her grandfather died.  

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ETFS

Secret-Strategy Funds Struggle to Win Fans in Their First Year

Twelve months after two American Century products became the first to launch in the U.S., the 24 funds now in existence have lured about $1 billion in flows.

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