Three years since selling his independent advisory firm to Goldman Sachs, Joe Duran is helping integrate workplace-based planning firm Ayco with his old United Capital business to create a vertically integrated investment management offering for clients across the wealth spectrum.
While advisors successfully transition out of non-Protocol firms each day, doing so comes with added risks. Attorney David Gehn, whose expertise is in representing advisors in transition from Protocol and non-Protocol firms alike, explores the topic and shares advice with Jason Diamond.
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