| In addition, Carson Group fully acquires a Florida-based partner firm, and Arbor Financial adds an advisor who had managed $600 million at Advisors Capital Management. Read More > | |
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| According to the Justice Department, Terrence Chalk enticed victims by using an alias to hide his previous fraud conviction. In total, he raised $4.8 million from 26 investors. Read More > | |
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| The Investment Advisor Association’s annual industry report showed an all-time high of 15,870 SEC-registered advisors overseeing a 12.6% increase in assets to $144.6 as of the end of 2024. Read More > | |
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