The Institute for the Fiduciary Standard released its alternate version of the disclosure document, arguing more was needed to draw the distinction between investment advisors and broker/dealers.
With a growing number of advisors looking to quit the business in the coming decade—and a potentially smaller pool of successors to choose from—it’s time to rethink your exit strategy.
There have been nearly 125 ETFs that changed their underlying indexes since 2018. That means advisors relying on past performance are incorrectly focused on the old rule book.
Virtually everyone who advises clients has experienced moments of intuition when they sense that there is more to the story than a client is willing to share.
The SEC Chair said he’s directed the agency’s staff to review how to toughen a slew of regulations that touch everything from meme stocks to blank-check companies.
Jill Mavro, Managing Director, CapW Global LLC, and an Inside ETFs advisory board member, on the implications of the "retail army" invading the stock market, how blockchain technology will impact ETFs, and the opportunities for advisors in cryptocurrency—all to be discussed at Inside ETFs conference September 27-29.
